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The Role of the Compliance Officer

CCL Academy
Course summary
1 day
799 GBP excl. VAT
English
Full time
Open / Scheduled
Next available date: 30/04/2020 09:30 - London
Course Dates
London
30/04/2020 09:30  (English)
799 GBP
20/05/2020 09:30  (English)
799 GBP
24/06/2020 09:30  (English)
799 GBP

Course description

The Role of the Compliance Officer - 1-day Programme


New Delivery Method

To reduce the risk posed by COVID-19, all of our training courses are now available via live video tutorial - perfect for remote working. 

Log in from anywhere to join a live training session with one of our expert trainers and have access to an ‘on demand’ recording for six months after the event.

Our live video tutorials will be deployed via Webex, which can be easily accessed via your computer. Upon registering for the course, our onboarding team will get in touch with you to provide login details to access the live tutorial.

This one-day course is currently being offered via live video tutorial over two half-days.

Course Overview 
CCL's Role of the Compliance Officer course is designed for professionals with compliance oversight responsibilities.

Delivered over the course of one day, the programme will introduce participants to the roles and responsibilities of the compliance function. After attending the course, attendees will be able to:

  • Benchmark their firm's compliance function against industry best practice
  • Appreciate the importance of guaranteeing ongoing compliance
  • Understand the consequences of compliance failures
  • Develop a solid, effective compliance monitoring programme
  • Instill and maintain a suitable compliance culture

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Get in touch on this page to find out whether there are any changes to this course in light of COVID-19.

Suitability - Who should attend?

This course is suitable for:

  • Compliance Officers
  • Senior Management and Directors
  • Other staff with compliance oversight responsibilities

Outcome / Qualification etc.

Delegates who successfully complete the course will be awarded a training certificate.

Training Course Content

Topics covered include:

  • The Fundamentals of the Compliance Function
  • Responsibilities
  • The Job, Principal Tasks and Skills 
  • Compliance Manual & Records
  • Financial Crime
  • Compliance Monitoring
  • Regulator Visits
  • Complaints & Enforcement

Expenses

The cost of this course is £799 + VAT per delegate.

Bring In-House

Companies who need to train larger groups of delegates may find it more economical to have their training delivered in-house. CCL's trainers are equipped with all of the materials and equipment necessary to make this possible, and can customise the courses to meet the precise needs of your organisation.

CCL also make their facilities available for off-site training.

About provider

CCL Academy Logo

CCL Academy - Governance, Risk & Compliance Training for the Financial Services Industry

CCL Academy is a specialist GRC training company and have been training financial services firms on their regulatory compliance obligations for more than 30 years. Our extensive team of highly experienced Compliance and Financial Crime Compliance (FCC) professionals have decades...


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Contact info

CCL Academy

Birchin Court
20 Birchin Lane
EC3V 9DU London

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www.cclacademy.co.uk Course homepage

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