Politically Exposed Persons (PEP's) - FREE Breakfast Seminar

Financial Crime Limited
Course summary
1.5 hours
0 GBP excl. VAT
Apprenticeship training for companies

Course description

This FREE breakfast seminar covers the scope, risks, controls and obligations relevant to Sanctions and Embargoes, which restrict the activities of designated individuals, entities or countries.

Suitability - Who should attend?

This seminar is designed for all staff working in the financial sector, to minimise the risk of breaches and prevent laws and rules being broken.

• Staff with specific AML/CTF/PEP duties.
• All staff working in financial services or students, who want an introduction to PEP's.
• Anyone who aspires to a career in Anti-Bribery & Corruption, Sanctions, AML or Fraud prevention.

Outcome / Qualification etc.

What will you learn?

• Understanding Politically Exposed Persons (PEP's).
• Vulnerabilities of financial institutions to PEP's.
• PEP's in practice.
• PEP's – legal and regulatory structures
• Management obligations and the risk-based approach to PEP's.

Continuing Professional Development (CPD)

Attendance Certificate - 1 hour CPD

A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of Continuing Professional Development (CPD) hours.

Training Course Content

• Overview of relevant legislation, guidance and other obligations
• What is a PEP?
• Types of PEP – Function/Role, Foreign/Domestic/International
• Family / Close Associates of PEPs
• Understanding the risks associated with PEPs
• Managing the risks associated with PEPs
• Establishing your organisation’s exposure to PEPs
• Understanding Source of Wealth and Source of Funds
• Approval and ongoing monitoring of PEP relationships
• Staff Awareness
• Record Keeping

About provider

Financial Crime Limited

Financial Crime Limited (FCL) is an accrediated CPD training company which provides public and customised in-house regulation and compliance training courses for the banking and financial services sector in London, Birmingham or Milan. Learn from our financial experts, who are...

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Contact info

Financial Crime Limited

Suite A, Old Bank Buildings, Upper High Street
B64 5HY Cradley Heath West Midlands

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