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Sanctions, Embargoes and Politically Exposed Persons (PEP’s)

Financial Crime Limited
Course summary
0.5 days
75 GBP excl. VAT
English
Online courses
Professional Training

Course description

Sanctions, Embargoes and Politically Exposed Persons (PEP’s)

This seminar covers the scope, risks, controls and obligations relevant to PEPs and Sanctions and Embargoes. Politically Exposed Persons (PEPs) represent a higher risk for potential involvement. Politically Exposed Persons (PEPs) represent a higher risk for potential involvement in bribery and corruption, whilst Sanctions restrict the activities of designated individuals, entities or even countries. In bribery and corruption, whilst Sanctions restrict the activities of designated individuals, entities or even countries. 

Suitability - Who should attend?

This seminar is designed for all staff working in the financial sector, to minimise the risk of sanctions breaches and prevent laws and rules being broken.

  • Staff with specific Sanctions & Embargoes duties.
  • All staff working in financial services or students, who want an introduction to Sanctions & Embargoes.
  • Anyone who aspires to a career in Sanctions, AML or Fraud prevention.

Training Course Content

The following will be covered:
• What are Sanctions?
• What are Embargoes?
• Types of Sanction
• Sanctioned Countries
• Exemptions and Licences
• Understanding why Sanctions are imposed
• Managing the risks associated with Sanctions
• Establishing your organisation’s exposure to Sanctions
• Applying Sanctions
• Penalties
• Reporting
• Overview of relevant legislation, guidance and other obligations
• What is a PEP?
• Types of PEP – Function/Role, Foreign/Domestic/International
• Family / Close Associates of PEPs
• Understanding the risks associated with PEPs
• Managing the risks associated with PEPs
• Establishing your organisation’s exposure to PEPs
• Understanding Source of Wealth and Source of Funds
• Approval and ongoing monitoring of PEP relationships
• Staff Awareness
• Record Keeping

About provider

Financial Crime Limited (FCL) is an accrediated CPD training company which provides both public and customised in-house and on-line regulation and compliance training courses for the banking and financial services sector in London, Birmingham, Madrid and Milan. Learn from our...


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Contact info

Financial Crime Limited

Suite A, Old Bank Buildings, Upper High Street
B64 5HY Cradley Heath West Midlands


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