Senior Managers & Certification Regime (SMCR) Free Breakfast Seminar

Financial Crime Limited
Course summary
1.5 hours
0 GBP excl. VAT
Open / Scheduled

Course description

Financial Crime Limited welcomes Mr Charles Dias (MCSI) an SM&CR expert, who will provide us with an overview of SM&CR and will take us through all the key elements of planning and implementation.

He will offer his insights and thoughts on SM&CR and where the regulatory landscape is going in the near future and how this may affect you down the road.

The room will be open for discussion.


Suitability - Who should attend?

• All relevant staff of a firm within scope
• Senior Manager Functions (SMFs)
• Certified Persons (CPs)
• All persons within scope of the Conduct Rules
• Those persons directly involved with the implementation of SM&CR i.e. Compliance, HR & Legal

Outcome / Qualification etc.

• Why SM&CR was implemented
• The concept of individual accountability and how it affects you
• The key elements of SM&CR
• Understanding mapping and statements of responsibilities
• How to conduct a `fit & proper’ assessment
• Keeping everything up-to-date
• How and when to report breaches
• How to plan and implement SM&CR

About provider

Financial Crime Limited

Financial Crime Limited (FCL) is an accrediated CPD training company which provides public and customised in-house regulation and compliance training courses for the banking and financial services sector in London, Birmingham or Milan. Learn from our financial experts, who are...

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Contact info

Financial Crime Limited

Suite A, Old Bank Buildings, Upper High Street
B64 5HY Cradley Heath West Midlands

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