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Senior Managers & Certification Regime (SMCR) Free Breakfast Seminar

Financial Crime Limited
Course summary
1.5 hours
0 GBP excl. VAT
London
Open / Scheduled

Course description

Financial Crime Limited welcomes Mr Charles Dias (MCSI) an SM&CR expert, who will provide us with an overview of SM&CR and will take us through all the key elements of planning and implementation.

He will offer his insights and thoughts on SM&CR and where the regulatory landscape is going in the near future and how this may affect you down the road.

The room will be open for discussion.

DON’T MISS IT!

Suitability - Who should attend?

• All relevant staff of a firm within scope
• Senior Manager Functions (SMFs)
• Certified Persons (CPs)
• All persons within scope of the Conduct Rules
• Those persons directly involved with the implementation of SM&CR i.e. Compliance, HR & Legal

Outcome / Qualification etc.

• Why SM&CR was implemented
• The concept of individual accountability and how it affects you
• The key elements of SM&CR
• Understanding mapping and statements of responsibilities
• How to conduct a `fit & proper’ assessment
• Keeping everything up-to-date
• How and when to report breaches
• How to plan and implement SM&CR

About provider

Financial Crime Limited

Financial Crime Limited (FCL) is an accrediated CPD training company which provides public and customised in-house regulation and compliance training courses for the banking and financial services sector in London, Birmingham or Milan. Learn from our financial experts, who are...


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Contact info

Financial Crime Limited

Suite A, Old Bank Buildings, Upper High Street
B64 5HY Cradley Heath West Midlands


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