FRC CASS Assurance Standard & Control Mapping
FourthLine Learning
Course description
FRC CASS Assurance Standard & Control Mapping
The introduction of the FRC CASS Assurance Standard brought with it some new requirements for CASS firms, primarily the documentation and mapping of CASS risks & controls to CASS rules. This session explores what the FRC CASS Assurance Standard requires from firms and how firms can meet those requirements.
Benefits of attending:
- Equipping you with the knowledge on how to best to capture CASS risks & controls.
- Providing you with different options on how best to maintain the accuracy and completeness of CASS risks & controls.
- Ensuring you stay ahead of your auditor reducing the likelihood of adverse audit reports and overrun fees.
- Empowering you to create a stronger CASS culture at your firm.
- Cascading knowledge across your firm.
Suitability - Who should attend?
Who should attend:
- CF10a
- Head of CASS Oversight/Assurance
- CASS Oversight/Assurance team
- CASS Committee member
- Compliance
- Operational Risk
- Internal Audit
- Operations
Choose this course when:
Firms looking to enhance their CASS risks & controls documentation or looking to strike the right balance between being compliant and being efficient with resourcing.
Outcome / Qualification etc.
Learning outcomes:
- Understand the content of the FRC CASS Assurance Standard.
- Understand how the Standard applies to CASS firms.
- Understand how to satisfy audit requirements without creating an onerous controls framework to maintain.
- Understand what the FRC CASS Assurance Standard means for CASS auditors.
Training Course Content
Agenda:
- Background to CASS Audits
- FRC CASS Assurance Standard
- Creating and embedding strong culture & governance
- What the Standard means for auditors
- What the Standard means for CASS firms
- Mapping CASS risks & controls
- CASS rule applicability
- Enhancing control suite
- Maintaining the risk & control documentation
- CASS process flows
About provider
FourthLine Learning
With over ten years experience helping organisations to build high performing risk and compliance teams, FourthLine Learning was launched to help risk professionals and teams to improve performance, navigate market complexities and make critical decisions more effectively. Our FourthLine Learning...
