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FCA Regulation of Insurance Brokers

Searchlight
Course summary
0.5 days
250 GBP excl. VAT
London
Next available date: Enquire for more information - London
Open / Scheduled

FCA Regulation of Insurance Brokers

FCA Regulation of Insurance Brokers

This interactive session highlights what FCA conduct and prudential regulation means for brokers.

The FCA’s proactive and pre-emptive philosophy is very different to the FSA’s previous approach and this session explores the FCA’s ideas towards conduct risk both from its published intentions and from the perspective of priorities like treating customers fairly and financial crime.

It also identifies the key areas of focus within a broker’s prudential risk.  Firms will need to ensure that their risk horizons are no less than the FCA requirements and that their responses are robust and proportionate.

Outcome / Qualification etc.

Attendance of this course awards up to 3 CPD hours where considered relevant to your professional development needs.

Expenses

London price is 250 GBP.

Regional price is 250 GBP.

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Provider: Searchlight

Searchlight - Training Courses for the Business Insurance Industry

Searchlight - Leading UK Training & Consultancy Company for Insurance and Financial Services Professionals

Searchlight is the UK's foremost provider of training for the insurance and financial services industry, covering the full range of technical, regulatory and soft skills needed by professionals operating in this dynamic business environment. Searchlight was the first organisation to receive...


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Guildford Road
KT22 9AD Surrey

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