Handling Client Assets and Money – General Insurance

Course summary
1 day
250 GBP excl. VAT
Next available date: Enquire for more information - London
Professional Training

Handling Client Assets and Money – General Insurance

Handling Client Assets and Money – General Insurance

The FCA views client money handling by general insurance as a key business risk, central to consumer protection. The FCA continues to discover breaches of its Client Assets rules (CASS 5) – a zero tolerance, rule based regime – and will takes enforcement action.

This one day workshop provides analysis, a reminder on, and a forum to discuss, the CASS rules and their application, including examples of industry standard/good practice. It also explores recent enforcement actions from within the general insurance intermediary sector (and some from outside it). There is also a short review of the changes originally proposed in CP12/20. Although those changes have been suspended they are relevant in that they reflect many longstanding regulatory concerns.

Outcome / Qualification etc.

  • Explain the responsibilities of firms when handling client money
  • Outline the FCA's High Level Standards which impact on handling client money
  • Define the key requirements of the CASS sourcebook
  • Interpret the application of the rules in different operational situations, drawing on industry good practice
  • Identify what should be covered within formal procedures, competence and "the client money file"
  • Highlight the specific FCA concerns and practical solutions
  • Assess the operational implications within your own firm


London price is 250 GBP.

Regional price is 250 GBP.

Provider: Searchlight

Searchlight - Leading UK Training & Consultancy Company for Insurance and Financial Services Professionals

Searchlight is the UK's foremost provider of training for the insurance and financial services industry, covering the full range of technical, regulatory and soft skills needed by professionals operating in this dynamic business environment. Searchlight was the first organisation to receive...

Read more and show all courses with this provider

Customer Outreach Award


We believe that it should be easy for you to find and compare training courses. 

Our Customer Outreach Award is presented to trusted providers who are excellent at responding to enquiries, making your search quicker, more efficient and easier, too.

Contact information for Searchlight


18, The Courtyard, Common Lane, Culcheth
WA3 4HA Cheshire

 Show phone number

Find a course for you!

  Read the course
 summary on this page

 Fill in your details and Request information

 Receive all the info you need

Find more courses here