Managing Conflicts of Interest

Course summary
0.5 days
195 GBP excl. VAT
Professional Training

Managing Conflicts of Interest

Managing Conflicts of Interest

Conflicts of interest remains an FCA priority and Principle 8 states that a firm must manage conflicts of interest fairly both between itself and its customers and between a customer and another client.  Responsibility for identifying conflicts and how to manage them should be clearly allocated to accountable individuals, and controls to reduce the impact of conflicts should be regularly reviewed.

This workshop enables participants to identify and start to manage the conflict of interest risks that exist within their firms.

Suitability - Who should attend?

This course is suitable for directors, approved persons, managers and compliance officers.

Outcome / Qualification etc.

Attendance of this course awards up to 3 CPD hours where considered relevant to your professional development needs.

Training Course Content

  • Defining a conflict of interest
  • Identifying potential conflicts of interest, e.g.
    • Remuneration policies
    • Commission
    • Unfair inducements
    • Close links
    • Personal conflicts
    • Customer conflicts
    • Claims handling authorities
    • Inducements, including binding authorities, premium finance, etc
  • The FCA’s approach - why it is priority and what is expected of firms?
  • Senior management responsibilities
  • Establishing a components of a conflicts of interest risk management strategy to manage potential conflicts
  • Action planning


The cost of this course is £ 195.00

Provider: Searchlight

Searchlight - Training Courses for the Business Insurance Industry

Searchlight - Leading UK Training & Consultancy Company for Insurance and Financial Services Professionals

Searchlight is the UK's foremost provider of training for the insurance and financial services industry, covering the full range of technical, regulatory and soft skills needed by professionals operating in this dynamic business environment. Searchlight was the first organisation to receive...

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Contact information for Searchlight


Riverbridge House
Guildford Road
KT22 9AD Surrey

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