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Roles within Compliance

Searchlight
Course summary
0.5 days
195 GBP excl. VAT
London
Next available date: Enquire for more information - London
Open / Scheduled

Roles within Compliance

Roles within Compliance

Compliance roles are often glossed over  However it is important to establish strict guidelines as to the responsibilities of the compliance professionals within a firm from the outset.

Organograms are a useful tool to establish exactly what the corporate structure of your company is.  The roles identified within such documents involve the compliance structure whether singular or team based.

An organogram is also a document required by the regulator when they carry out any firm visit and therefore its construction is important to get right.

This workshop will help you do this and is suitable for senior managers and compliance officers.

Outcome / Qualification etc.

Attendance of this course awards up to 3 CPD hours where considered relevant to your professional development needs.

Expenses

London price is 195 GBP.

Regional price is 195 GBP.

Provider: Searchlight

Searchlight - Training Courses for the Business Insurance Industry

Searchlight - Leading UK Training & Consultancy Company for Insurance and Financial Services Professionals

Searchlight is the UK's foremost provider of training for the insurance and financial services industry, covering the full range of technical, regulatory and soft skills needed by professionals operating in this dynamic business environment. Searchlight was the first organisation to receive...


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