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Global Financial Compliance

The Training Centre
Course summary
2 days
995 GBP
English
London
Next available date: Enquire for more information - London
Professional Training
The Training Centre

Course description

Global Financial Compliance

Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The qualification addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

Key features;

  • Specialist qualification – covers all key aspects of compliance and can be taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
  • Combine it with a CISI regulatory exam to complete the full Certificate in Global Financial Compliance. You are exempt from the regulation paper if you have already achieved a regulatory paper through another route, such as the IOC
  • Offers a progressive study pathway – Global Financial Compliance is the first step in the CISI’s compliance qualifications study pathway and offers access to the higher level Diploma in Investment Compliance
  • Globally portable – addresses international issues and best practice techniques
  • Free CISI Student membership – become associated with a Chartered professional body and take advantage of an extensive range of benefits
  • Access to Associate membership and ACSI designatory letters
  • Global Financial Compliance is achieved by successfully passing a multiple-choice question exam. Details for this exam are shown below. Global Financial Compliance can also be combined with a regulatory exam to achieve the
  • CISI Level 3 Certificate in Global Financial Compliance. It can also be taken as part of the Investment Operations Certificate.

Global Financial Compliance is regulated by Ofqual as a level 3 qualification on the Regulated Qualifications Framework (RQF). On the European Qualifications Framework, this equates to a level 4 qualification. As a stand-alone award it is recognised by Ofqual as the level 3 Award in Global Financial Compliance. Global Financial Compliance, combined with a regulatory paper, is recognised by Ofqual as the level 3 Certificate in Global Financial Compliance.

What's included?

  • Refreshments & Lunch
  • Course Slide Deck
  • Official Study Guides
  • Official Exam Q&A
  • Exam Voucher

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Suitability - Who should attend?

Global Financial Compliance is suitable for all compliance staff and will be especially relevant for Compliance Officers. There are no prerequisites for this course but candidates would benefit from completing the Introduction to Investment course.

Why choose The Training Centre

95% of customers rate our courses as either Excellent or very Good

Our Training staff are experts in their field with a minimum 25 years industry experience

Our certification courses have an overall 93% pass rate - one of the highest in the training sector

About provider

The Training Centre

The Training Centre

The Training Centre is the Training division of Market Street Consultants, a Governance, Risk and Compliance Training Consultancy operating in the United Kingdom and the Republic of Ireland. We are a team of qualified, experienced Training consultants, with over 100...


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Contact info

The Training Centre

Victoria House
50 Alexandra Street
SS1 1BN Essex


Reviews

Average rating 5

Based on 2 reviews

A. Penman
(5)
Good use of movies as a reference point, good trainer
J. Baffour
(5)
Very well delivered course - great facilities and materials
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